Social:Hague Service Convention

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Short description: 1965 multilateral treaty


Hague Service Convention
Hague Service Convention contracting parties.svg
  State party to the Convention
  State ratified, not yet in force
Signed15 November 1965
LocationNetherlands The Hague
Effective10 February 1969
Condition3 ratifications
Parties82
DepositaryMinistry of Foreign Affairs of the Kingdom of the Netherlands
LanguagesEnglish and French
Convention on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters at Wikisource

The Convention on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters, more commonly called the Hague Service Convention, is a multilateral treaty that was adopted in The Hague, The Netherlands, on 15 November 1965 by member states of the Hague Conference on Private International Law. It came into existence to give litigants a reliable and efficient means of serving the documents on parties living, operating or based in another country. The provisions of the convention apply to service of process in civil and commercial matters but not criminal matters. Also, Article 1 states that the Convention shall not apply if the address of the person to be served with the document is not known.

Diplomatic service via letters rogatory

For states that are not party to the Hague Service Convention, diplomatic channels are generally used for the service of legal documents. It is generally effected by a letter rogatory, which is a formal request to issue a judicial order from a court in the state where proceedings are underway to a court in another state. This procedure generally requires transmission of the document to be served from the originating court to the foreign ministry in the state of origin. The foreign ministry in the state of origin forwards the request to the foreign ministry in the destination state. The foreign ministry then forwards the documents to the local court. The local court then makes an order to allow for the service. Once service is made, a certificate of service would then pass through the same channels in reverse. Under a somewhat more streamlined procedure, courts can sometimes forward service requests to the foreign ministry or the foreign court directly, cutting out one or more steps in the process.

Procedure

The Hague Service Convention established a more simplified means for parties to effect service in other contracting states. Under the convention, each contracting state is required to designate a central authority to accept incoming requests for service. A judicial officer who is competent to serve process in the state of origin is permitted to send request for service directly to the central authority of the state where service is to be made. Upon receiving the request, the central authority in the receiving state arranges for service in a manner permitted within the receiving state, typically through a local court. Once service is effected, the central authority sends a certificate of service to the judicial officer who made the request. Parties are required to use three standardized forms: a request for service, a summary of the proceedings (similar to a summons), and a certificate of service.

The main benefits of the Hague Service Convention over letters rogatory is that it is faster (requests generally take two to four months rather than six months to one year), it uses standardized forms that should be recognized by authorities in other states, and it is cheaper (in most cases) because service can be effected by a local attorney without hiring a foreign attorney to advise on foreign service procedures.

The Hague Service Convention does not prohibit a receiving state from permitting international service by methods otherwise authorized by domestic law. For example, a state could allow for service directly by mail or by personal service. States that permit parties to use these alternative means of service make a separate designation in the documents they file upon ratifying or acceding to the Convention.

Alternate methods of service

The Hague Convention provides various modes of process service of documents such as by postal channel or by diplomatic/consular agents, judicial officers, officials or other competent persons. These provisions are covered under Articles 8 to 10 and may or not be allowed by member countries as a valid mode of serving the documents in their territory. The method of serving the documents through a central agency (Article 5) is not optional but is binding on all the member countries. Service through a central agency usually takes a long time: 4 to 12 months. The convention gives relief to the litigants if they have not received certificate of service or delivery from the central agency even after waiting for six months. In such cases, the court may, if it considers that a reasonable time has elapsed, give its judgment. Also, in case of urgency, the court may issue a provisional order or protective measure even before six-month waiting period.

Central authority

Although the service is free, it may take 4 to 12 months for the central authority to process. The central authority decides which method is to be used. In many cases, a bailiff will be assigned by a local court to serve the documents and mail back the proof of service, but service by mail is also possible.[1]

Service by mail

Service by mail is possible only in states that have not objected to that method under Article 10(a) of the convention and if the jurisdiction where the court case takes place allows it under its applicable law. It is therefore possible in France and the Netherlands but not in Germany, Switzerland, and South Korea, where incoming service is to be effected exclusively through the state's central authority.[2]

In the United States, the interpretation of a provision in Article 10(a) has long been controversial, as the judiciary in some of its jurisdictions contended that service by mail was impossible because the word "send" rather than "serve" was used in the English-language version of the convention. The matter was finally resolved in May 2017 by the US Supreme Court in Water Splash, Inc. v. Menon, bringing the interpretation in line with parties in other US jurisdictions and the rest of the world.

Relation with other instruments

Under the convention, states may conclude different agreements between them that take precedence over the convention. Thus, in the European Union (except for Denmark ) other rules are applied instead of the Convention.

State parties

(As of August 2023), 82 states are contracting parties of the Hague Service Convention.[2]

State party Signed Ratified or acceded Entry into force
 Albania 2006 2007
 Andorra 2017 2017
 Antigua and Barbuda 1985 1981
 Argentina 2001 2001
 Armenia[upper-alpha 1] 2012 2013
 Australia[upper-alpha 2] 2010 2010
 Austria 2019 2020 2020
 Azerbaijan[upper-alpha 1] 2023 2023
 Bahamas, The 1997 1998
 Barbados 1969 1969
 Belarus 1997 1998
 Belgium 1966 1970 1971
 Belize 2009 2010
 Bosnia and Herzegovina 2008 2009
 Botswana 1969 1969
 Brazil 2018 2019
 Bulgaria 1999 2000
 Canada 1998 1999
 China 1991 1992
 Colombia 2013 2013
 Costa Rica 2016 2016
 Croatia 2006 2006
 Cyprus 1982 1983
 Czech Republic 1993 1993
 Denmark 1969 1969 1969
 Egypt 1966 1968 1969
 Estonia 1996 1996
 Finland 1965 1969 1969
 France 1967 1972 1972
 Georgia 2021 2022
 Germany 1965 1979 1979
 Greece 1983 1983 1983
 Hungary 2004 2005
 Iceland 2008 2009
 India 2006 2007
 Ireland 1989 1994 1994
 Israel 1965 1972 1972
 Italy 1979 1981 1982
 Japan 1970 1970 1970
 Kazakhstan 2015 2016
 Korea, South 2000 2000
 Kuwait 2002 2002
 Latvia 1995 1995
 Lithuania 2000 2001
 Luxembourg 1971 1975 1975
 Malawi 1972 1972
 Malta 2011 2011
 Marshall Islands 2020 2021
 Mexico 1999 2000
 Moldova 2012 2013
 Monaco 2007 2007
 Montenegro 2012 2012
 Morocco 2011 2011
 Netherlands[upper-alpha 3] 1965 1975 1976
 Nicaragua 2019 2020
 North Macedonia 2008 2009
 Norway 1968 1969 1969
 Pakistan 1988 1989
 Paraguay 2023 2024
 Philippines 2020 2020
 Poland 1996 1996
 Portugal 1971 1973 1974
 Romania 2003 2004
 Russia 2001 2001
 Saint Vincent and the Grenadines 2005 1979
 San Marino 2002 2002
 Serbia 2010 2011
 Seychelles 1980 1981
 Singapore 2023 2023
 Slovakia 1993 1993
 Slovenia 2000 2001
 Spain 1976 1987 1987
 Sri Lanka 2000 2001
 Sweden 1969 1969 1969
  Switzerland 1985 1994 1995
 Tunisia 2017 2018
 Turkey 1968 1972 1972
 Ukraine 2001 2001
 United Kingdom[upper-alpha 4] 1965 1967 1969
 United States[upper-alpha 5] 1965 1967 1969
 Venezuela 1993 1994
 Vietnam 2016 2016

Notes

  1. 1.0 1.1 The provisions of the Convention do not apply between Armenia and Azerbaijan.[3]
  2. The Convention entered into force on 1 November 2010 for all of Australia's external territories.[4]
  3. The Convention entered into force on 27 July 1986 for Aruba.[5]
  4. The Convention entered into force on 19 July 1970 for Bermuda, the British Virgin Islands, the Cayman Islands, the Falkland Islands, Gibraltar, Guernsey, the Isle of Man, Jersey, Montserrat, the Pitcairn Islands, Saint Helena, and the Turks and Caicos Islands.[6] It entered into force on 2 October 1982 for Anguilla.[6]
  5. The Convention entered into force for the Northern Mariana Islands on 30 May 1994.[7]

References

  1. "International Service of Process in Hong Kong". Plexus Investigative Solutions. https://plexus-pi.com/the-hague-convention/process-service-under-the-hague-convention/. 
  2. 2.0 2.1 "Convention of 15 November 1965 on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters: Status table". Hague Conference on Private International Law. 23 June 2023. https://www.hcch.net/en/instruments/conventions/status-table/?cid=17. Retrieved 3 January 2024. 
  3. "Declarations to the Application of the Convention of 15 November 1965 on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters of Azerbaijan". Hague Conference on Private International Law. https://www.hcch.net/en/instruments/conventions/status-table/notifications/?csid=1506&disp=resdn. 
  4. "Extension of Application of the Convention of 15 November 1965 on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters to Australian External Territories". Hague Conference on Private International Law. http://www.hcch.net/index_en.php?act=conventions.childstatus&cid=17&mid=1062. Retrieved 2015-04-22. 
  5. "Extension of Application of the Convention of 15 November 1965 on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters to Aruba". Hague Conference on Private International Law. http://www.hcch.net/index_en.php?act=conventions.childstatus&cid=17&mid=413. Retrieved 2015-04-22. 
  6. 6.0 6.1 "Extension of Application of the Convention of 15 November 1965 on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters to British Territories". Hague Conference on Private International Law. http://www.hcch.net/index_en.php?act=conventions.childstatus&cid=17&mid=427. Retrieved 2015-04-22. 
  7. "Extension of Application of the Convention of 15 November 1965 on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters to the Commonwealth of the Northern Mariana Islands". Hague Conference on Private International Law. http://www.hcch.net/index_en.php?act=conventions.childstatus&cid=17&mid=428. Retrieved 2015-04-22. 

External links